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MILITARY BALANCE AND WAR PLANS - RUSSO–JAPANESE WAR


In purely numerical terms, Japan’s venturing into war against Russia was compared, at least in the eyes of the world press at that time, to David facing Goliath. But when the prewar military balance is examined, the seemingly unbridgeable differences between the rivals is seen as a product of widespread illusions rather than careful analysis. Granted, the Russian standing army was more than three times greater than the Imperial Japanese Army, and the Imperial Russian Navy was far larger than its rival. Nonetheless, in East Asia the Russian military presence was fairly limited, and only the Russian Pacific Fleet was roughly of similar strength to the Imperial Japanese Navy. At the beginning of the war, in fact, and during certain significant stages, Japan enjoyed a qualitative and at times even a quantitative advantage in the number of soldiers and the number of vessels at its disposal. Nevertheless, Japan had to exploit its superiority rapidly, and it could not afford to fail, because failure at any stage of the war could yield up the local advantage to Russia.

The Japanese war plans, prepared separately by the army and the navy, played a central role in shaping the course of the battle. The first premise of the plan was that in a war against the Russians in northeast Asia, Japan would benefit from its short supply lines and from the ability to array its forces rapidly along the front. The war scenario proposed an opening blow by the Japanese against the harbors of Port Arthur and Vladivostok that would put the Pacific Fleet totally out of action. Next the army could overrun the relatively small Imperial Russian Army units in Manchuria before it could muster any reinforcements by the still unfinished Trans-Siberian Railway. The plan recognized that Japan could not eliminate the Russian threat forever, but it assumed that even partial success would bring the Russians to the negotiating table, around which Japan could use Manchuria as a bargaining chip.

The Russian war plans were by nature defensive, and they allowed for a scenario in which the Japanese would be the first aggressors, trying to invade Manchuria. The Russian plans were constantly subject to change, and were still not complete when war broke out. Their first draft had been prepared in 1895 after the show of Japanese strength in the First Sino–Japanese War. They were updated to suit the changing realities in 1901 and again in 1903. The updated plan on the eve of the war stated that in case of Japanese attack, the Imperial Russian Army would protect both Port Arthur and Vladivostok, and deploy defensively behind the Yalu River, with particular emphasis on the region of Mukden. It was also planned to send reinforcements to the region, and once the Russian forces attained numerical superiority, they would go on the offensive. The war was supposed to conclude with an invasion of the Japanese home islands, although there was no detailed plan beyond an initial deployment of the Russian defense. The final version of the plan was based on Russian control of the sea and on a land struggle lasting long enough for reinforcements to arrive overland.

Russo-Japanese War Research Society


HE 59 IN SPANISH CIVIL WAR


One of the first aircraft acquired by the Luftwaffe, the big He 59 was a versatile machine capable of many functions. It saw active service in World War II and even helped stage daring commando missions.

The He 59 was originally designed in 1930 as part of a clandestine program to equip Germany with military aircraft. Although posited as a twin-engine maritime rescue craft, it was in fact intended as a reconnaissance bomber capable of serving off both water and land. The first prototype, designed by Reinhold Mewes, flew in 1931 with large “trousered” wheel spats, but subsequent versions were all fitted with twin floats. Like many aircraft of this era, the He 59 was of mixed construction, having a fuselage made from steel tubing, wings of wood, and entirely covered by fabric. The bomber seated a crew of four comfortably and was well armed with machine guns in nose, dorsal, and ventral positions. Both flight and water performance were adequate, so the German government ordered 105 machines built in several versions.

The He 59 first saw combat during the Spanish Civil War (1936–1938), where it functioned as a patrol- bomber. Production of the He 59B-2 which introduced an all-metal nose with glazed panels for the bomb-aimer, plus a glazed ventral position housing an MG 15 gun to supplement those in nose and dorsal positions. It was this version that was first to see operational use, being used by the Legion Condor in Spain for night bombing, or for anti-shipping patrols when the nose machine-gun was replaced by a 20-mm MG FF cannon. At night the big craft would glide over an intended target unannounced, then drop bombs upon astonished defenders.

He 59s were pushing obsolescence in 1939 when World War II erupted, but for many months the lumbering craft performed useful work. Most He 59s equipped coastal reconnaissance groups, but others operated with the Seenotdienststaffeln (air/sea rescue squadrons). These craft were conspicuously painted white with large red crosses in the early days of the war and left unmolested by Royal Air Force fighters—until they were discovered directing German bombers by radio. But the most important service of the He 59 was in transporting Staffel Schwilben (special forces). On May 10, 1940, a dozen He 59s landed in the Maas River, Rotterdam, and disgorged 120 assault troops, who paddled ashore and stormed the strategic Willems bridge. They were all finally retired by 1943.

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The He 59 and He 115 floatplanes were intended to be torpedo bombers, but they never carried out an operation. The Germans were aware of their limitations, but because of their indifferent attitude, they failed to exploit the equipment at hand. The Air Staff believed that the larger German warships received adequate service from their Arado and Heinkel floatplanes.

In spring 1939 the OKL did in fact formulate plans for the formation of a "maritime strike force", appointing General Hans Geisler, under command of Luftflotte 2 responsible for the planning and recruitment of suitable resources to strike enemy merchant and military shipping, mine their ports, and generally hinder the free-flow of commerce and war materiel. Upon the outbreak of hostilities his command was redesignated 'Fliegerdivision 10', and a former naval officer (of the Seeluftstreitkraefte) and veteran of the Spanish Civil War with several anti-shipping strikes beneath his belt, Major Martin Harlinghausen, became Geisler's Operations officer. He had already used the technique of ‘masthead bombing’ - attacking shipping from abeam at very low level - in the Spanish Civil war flying a He 59 float-biplane.

HOME FRONT GERMANY IN WWII

The popular assumption that Nazi Germany was a well organized war machine is patently false. It is true, however, that no time was likely to be as favorable as September 1939 for German leader Adolf Hitler to join in war with the western powers. Britain and France were only then rearming, and Germany had a population of 80 million people, a strong industrial base, and the world’s most powerful army and air force. The economy was unbalanced, with imports running well in excess of exports, but Hitler planned to redress this imbalance by seizing in war all that the Reich required.

The National Socialist state controlled the media, with propaganda minister Joseph Goebbels adroitly manipulating the press, radio, film, and party rallies. Informers on every block and the Gestapo (secret state police) kept a close watch on activities, but most Germans accepted the Führer’s policies. Sullen resignation over the start of the war in September 1939 turned to euphoria after Germany’s victories over France and the Low Countries. In the winter of 1941, when the military situation began to deteriorate on the Russian plains, Germans settled into a sort of stoic determination that lasted until near the end. Most Germans were aware of the price their nation was exacting from the rest of Europe, and they could thus believe the Allies would repay them in kind. However, to ensure the loyalty of the Reich’s citizens, Hitler ordered that judges ignore established law and procedure and dispense only “National Socialist justice.” Hitler expressly approved the Gestapo’s use of torture. The complete subversion of the German legal system to Nazi rule came with the appointment in August 1942 of Roland Freisler as president of the Volksgerichthof (people’s court).

Once he had secured power in 1933, Hitler sought to harness the German economy for war preparation. He well understood that his desire for new lands in the east (lebensraum) had to be realized through a series of swift and decisive military victories. The German economy could not sustain a long drawn-out war. Thus the blitzkrieg (lightning war) was born of economic necessity.

In 1936, Hitler instituted a Four-Year Plan for the economy under Reichsmarschall (Reich Marshal) Herman Göring. The idea was designed to centralize the economy. However, as with everything else in the Third Reich, the rivalry of higher-ranking officials, encouraged by Hitler, meant that the economy remained a battlefield for various competing interests, even within the armed forces themselves. Despite these inefficiencies, Germany rebuilt its military. Spending on the armed forces, however, was consuming 50 percent of the budget, or approximately 60 billion reichsmarks, per year. Hjalmar Schacht, head of the Reichsbank, pointed out that this level of expenditure could not be sustained.

Besides military growth, another goal of the Four-Year Plan was German economic autarky in such key areas as the petrochemical industry and reduction of imports of other raw materials necessary for war production, including rubber and minerals. From 1936 to 1938, the Four-Year Plan concentrated on production of raw materials; after 1938, attention was focused on production of finished goods such as tanks, aircraft, and artillery pieces for immediate war use. Between 1936 and 1942, the Four-Year Plan represented 50 percent (13.25 billion reichsmarks) of total German industrial investment.

Memories of World War I, when the British naval blockade starved Germany of raw materials and foodstuffs, underpinned German planning. The August 1939 German-Soviet Non-aggression Pact, however, removed much of the impact of the blockade during World War II, as did the addition of Romania—with its important oil fields of Ploesti—to the Axis alliance after the war began.

Despite emphasis on military production, the Nazi hierarchy feared the impact on home-front morale of shortages of consumer goods. Production of consumer goods from 1936 to 1939, when Germany was straining to increase its armaments, actually went up by 25 percent. This continued during the war; Germans enjoyed both “guns and butter” and a relatively high standard of living until 1944. After the successful military campaigns of 1939 and 1940, Hitler recommended a reduction in arms production in order not to affect civilian morale. The government pacified the population with incentives such as bonuses for night shifts and overtime pay on holidays. Despite an official decree to freeze salaries, average wages from September 1939 to March 1941 rose by 10.4 percent.

Even in 1942, consumer expenditures were maintained at about the 1937 level, and few new economic restrictions were imposed. Raw materials were in short supply, but these were deliberately depleted in the expectation of a quick victory over the Soviet Union. This optimistic outlook changed with the German reverses in the winter of 1941–1942. In February 1942, when Fritz Todt, minister of armaments and production, died in a plane crash, Hitler named Albert Speer as Todt’s replacement.

An organizing genius with a keen interest in efficiency rather than ideology, Speer created a centralized machinery of control in the Central Planning Board. By 1943, Speer had nearly complete control of the national economy and was able substantially to boost production. He also enacted industrial policies to standardize production by limiting the number of different types of armaments produced and promoting factory assembly-line methods. In fact, German war production was at its height in 1944, despite Allied bombing, and production of consumer goods dropped only slightly. In March 1944, German aircraft plants went on double shifts and a seven-day workweek. Thus Germany attained its highest levels of aircraft, tanks, and munitions production in late 1944 while bearing the full brunt of Allied bombing. But by then it was too late. When the Allies shifted their bombing emphasis to lines of communication and petroleum production, the transportation system collapsed and there was no fuel to operate the tanks and new jet aircraft.

Speer might have accomplished more had he not been handicapped by jealous rivals, such as the multi-hatted Hermann Göring and Reichsführer-Schutzstaffel (leader for the Reich, RFSS) Heinrich Himmler. Himmler was a major hindrance. Constantly scheming to enhance the power of the SS within the Reich, he actually undermined the economy. The SS grew to be a state within a state, and Hitler even approved Himmler’s proposal to build an SS-owned industrial concern to make it independent of the state budget.

Major factors in Speer’s success, of course, were the substantial territory and resources Germany had acquired by 1942. Germany could exploit the resources of this new empire—skilled labor, industry, and metallurgical resources from France and Belgium; foodstuffs and other resources from Denmark, Norway, and the Balkans. There were also substantial resources in the vast stretches of the Soviet Union occupied by the German army from June 1941 onward, although many of these resources were simply those Germany had depended on in the past.

Spain was a friendly neutral country, and Sweden, Portugal, and Switzerland continued to trade with the Reich and conduct its business. In addition, ruthless German economic exactions helped finance the war. German-occupied Western Europe provided substantial raw materials and money to fuel the German war machine. Of the total German war expenditure of 657 billion reichsmarks, the German people paid only 184.7 billion. France alone paid “administrative costs” to Germany at the absurdly high sum of 20 million reichsmarks a day, calculated at the greatly inflated rate of exchange of 20 francs per reichsmark and amounting to some 60 percent of French national income.

The National Socialist regime failed to use two readily available sources of labor, however. The Nazis had done all in their power to reverse the emancipation of women during the Weimar Republic. Restricting women to the “three Ks” of Kinder, Kirche, and Küche (children, church, and kitchen) meant that during the Great Depression jobs were secured only for men. This system carried forward into the war with serious implications for the war economy. Speer claimed that mobilizing the 5 million women capable of war service would have released 3 million German males for military service. Such a step might have altered the results of battles and campaigns, although it probably would not have affected the overall outcome of the war.

As early as 1942, Speer recommended that women be recruited for industry, but Hitler rejected this advice. Not until 1943 were women between 17 and 45 years of age required to register for compulsory work. Later, the upper age limit for women was raised to 50, and the age span for men was set at 16 to 65. By 1944, German women actually outnumbered men in the civilian labor force at 51.6 percent.

Another available source of skilled labor that had served the Fatherland well during World War I was the Jews. Numbering about 600,000 when Hitler came to power, many German Jews soon escaped abroad. Virtually all who remained and were identified perished in the “final solution.” The systematic extermination of European Jewry also took its toll on the war effort, as considerable manpower was absorbed simply in rounding up and transporting European Jews to the death camps.

The Third Reich sought to compensate for labor shortages by using foreign workers. In March 1942, Fritz Sauckel became general Reich director for labor, or minister of labor. In 1942, there were 3.8 million fewer people employed in the German economy than in 1939. The Germans tried to attract foreign skilled workers with financial incentives. When this approach failed, the occupiers simply rounded up those they thought necessary and shipped them to Germany to work in appalling conditions. By the end of 1942, the total number of people working in the German arms industry had risen by 1.3 million. By September 1944, there were 7.5 million foreign and 28.4 million German workers, and at the end of the war there were upward of 10 million foreign workers in the Reich. Such labor was hardly efficient. Speer noted that in October 1943, some 30,000 prisoners working in armaments production produced over a seven-month period only 40,000 carbines, whereas 14,000 U.S. workers turned out 1,050,000 carbines in the same amount of time. Until 1944, most German factories only ran a single shift per day, and only 10 percent of employees were working a second or third shift.

Only at the very end of the war, when it was clear even to the German leadership that the war was lost, did the regime risk disrupting the German home front. By then, of course, German cities were being devastated by Allied strategic bombing. The suffering of his people did not seem to disturb Hitler. He held that Germans had proven “unworthy” of him and thus deserved to perish with him.

References

Burleigh, Michael. The Third Reich: A New History. New York: Hill and Wang, 2000.

Grunberger, Richard. The 12-Year Reich: A Social History of Nazi Germany, 1933–45. New York: Holt, Rinehart and Winston, 1971.

Kershaw, I. The Nazi Dictatorship: Problems and Perspectives of Interpretation. Baltimore, MD: E. Arnold, 1985.

Koonz, Claudia. Mothers in the Fatherland: Women, the Family and Nazi Politics. New York: St. Martin’s, 1987.

Shirer, William L. The Rise and Fall of the Third Reich: A History of Nazi Germany. New York: Simon and Schuster, 1960.

Speer, Albert. Inside the Third Reich: Memoirs. New York: Macmillan, 1970.

Stern, J. P. Hitler: The Führer and the People. Berkeley: University of California Press, 1979.

DEFEAT OF THE GERMAN AND AUSTRO-HUNGARIAN AIR FORCES: THE GREAT WAR, 1914–1918 PART II

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Germany - Fokker D.VII Unit: Geschwader 2 Serial: 5125/18 Pilot - CO of 1 Geschwader Herman Goring. October or November 1918. The last personal Fokker D.VII of Herman Goring. It was built especially for him and painted in personal white color of Goring

As 1916 drew to a close, Germany was clearly in danger of being overwhelmed on the Western Front if the Allies could translate this industrial superiority into aerial mastery. The airplane had now become indispensable to the conduct of hostilities, and the rapidly growing war of attrition in the air, like the one on land, would be determined by the combatants’ success in mobilization. The French and British were already pursuing the aerial offensive, while the Germans husbanded their slender resources, fought defensively, and concentrated their aerial forces to seek an occasional mastery limited in time and space over the battlefield.

For example, the Germans focused on the British at the Battle of Arras in April 1917. Outnumbered two to one in fighter strength and three to one in total aircraft strength over the battlefield, German fighter forces, led by ace Manfred von Richthofen, countered by shooting down 151 planes while losing 66 of their own during “Bloody April.” The British official history later concluded that German dominance demonstrated the importance of aircraft performance in gaining aerial superiority and that an air offensive would not necessarily ensure local superiority against a determined and skillful enemy that was numerically weaker but better equipped. Unfortunately for the Germans, the War Ministry’s inspectorate contented itself with procuring slightly improved versions of the Albatros, which the new British fighters outclassed. The new Fokker triplane, whose exceptional maneuverability made it a deadly weapon in the hands of such superior pilots as Richthofen and Werner Voss, proved susceptible to wing failure and shoddy construction and consequently spent much of its short career grounded.

The Germans also introduced “infantry fliers,” ground attack squadrons equipped with highly maneuverable and well-armed two-seat biplanes and armored monoplanes, including the nearly indestructible Junkers J1 “furniture vans” (Möbelwagen), which served effectively in offensive and defensive capacities to assist German infantry. Finally, German long-range reconnaissance crews, who flew alone over the lines, received such superior aircraft as the Rumpler C7, whose six-cylinder, 240-horsepower, high-compression engine enabled it to fly at altitudes of 20,000 feet, above Allied interceptors. Although heavy losses in planes and crews in the 1917 war of attrition forced the air arm to send aviators to the front with less training, and shortages were affecting the quality of materials used in airplanes and engines, the best and most experienced crews and their airplanes remained highly effective.

Now the Germans were waging two uncoordinated strategic campaigns against Britain—the army with giant airplanes (the Grossflugzeuge and Riesenflugzeuge), and the navy with its monstrous zeppelins. The twin-engine G-planes, with their 78-foot wingspans; the four-engine R-planes, with their 138-foot wingspans; and the six-engine, 2 million cubic foot zeppelins represented incredible expenditures of money and materials for no decisive success.

The general German mobilization of the Hindenburg Program actually exacerbated Germany’s shortage of raw materials and transportation delays, and it did nothing to reduce the barriers among the German states to the most efficient allocation of skilled labor. The War Ministry’s inspectorate increased standardization, licensed production, drew automotive firms to engine production, and prioritized the allocation of materials to favor more productive companies. As raw material prices skyrocketed and workers began to strike, the aviation firms resisted rationing, hoarding gasoline, spare parts, and materials by late fall 1917. Meanwhile, the air service’s fuel allotment, instead of doubling during the year to 12,000 tons, plummeted to 1,000 tons in November as the war severed Germany from its sources of oil.

Although the German engine industry never moved beyond the six-cylinder in-line and a few rotary engines, most of which copied French designs, at least the high-compression six-cylinder engines of the Maybach firm and of a new firm, BMW (Bayerische Motorenwerke, or Bavarian Motor Works), promised high output at high altitude. The German military-industrial complex in aviation fell far short of the optimistic production goal set by the Hindenburg Program in 1916: 1,000 airplanes a month by spring 1917. Extant documents indicate that the industry, dogged by shortages of material and labor, attained that level of production only once in 1917. Consequently, when military chief Ludendorff proclaimed an Amerika-Programme in June 1917 stipulating monthly production of 2,000 airplanes and 2,500 engines by January 1918, its fulfillment seemed highly unlikely.

Austro-Hungarian aircraft and engine deliveries to the military remained abysmally low in 1917 and did not exceed a total of 1,300 for the entire year. Inadequate worker exemptions and raw material shortages caused these low production figures, but a desperate Austro-Hungarian army high command, quite out of touch with reality, stipulated in the fall that production should rise to 750 planes and 1,000 engines a month in 1918, including giant and armored planes.

French aviation in 1917 experienced a difficult and tumultuous year on the fighting and home fronts. Delays in the introduction of new aircraft and higher-powered engines left its aircrews, particularly reconnaissance and bomber squadrons, equipped largely with obsolete aircraft. At home, constant bureaucratic changes and vitriolic political clashes contrasted negatively with the relative stability of military control in Germany. Amid this bureaucratic instability and labor unrest, the French aviation industry still managed to produce 14,915 airplanes and 23,092 engines in 1917. The military increasingly concentrated production on Spad fighters and their Hispano-Suiza engines and on Breguet 14 reconnaissance-bombers and their Renault power plants, in preparation for the military campaign of 1918. The key to success in both combinations was the perfection of the engines, which would determine the performance of the aircraft.

British fighter pilots had begun 1917 badly against their German opponents, being rushed to the front with inadequate training to replace high losses, but as the year continued, the new fighters improved their ability to execute long-distance patrols over German airspace. The Hispano-Suiza–equipped SE-5, the Sopwith Camel equipped with Clerget and then improved Bentley rotary engines, and the Bristol fighter with the Rolls-Royce Falcon would serve effectively to the end of the war, although the Camel was increasingly relegated to low-altitude ground attack operations. Bomber and reconnaissance crews, like their French counterparts, made do with inferior aircraft that offered easy prey to German fighters.

At home, the Royal Flying Corps found itself the subject of an increasing determination to combine it with the Royal Naval Air Service and create a separate air force, but the key to the air arm’s future performance in the war lay primarily in the hands of two men—Secretary of State for Air William Weir and Minister of Munitions Winston Churchill—who were determined to rationalize aircraft production and field “clouds of aeroplanes.” They also dramatically expanded the labor force at aviation factories by employing women and boys, and by November 1917, the British aviation industry was the world’s largest. The aircraft firms increased their deliveries from 6,633 in 1916 to 14,382 in 1917. However, British engine deliveries lagged more than 3,000 units behind airframes in 1917, and domestic copies of the Hispano-Suiza were markedly inferior to the original, forcing the importation of nearly 5,000 engines, primarily from France.

Italy, the least of the Allied powers, delivered 3,861 airplanes and 6,276 engines in 1917 through a well-organized system of production and development that focused on 300-horsepower Fiat six-cylinder inline engines to power a variety of reconnaissance-bombers and flying boats. Bringing up the Allied rear, the United States—the new associate power that had entered the war in April 1917—was undertaking a confused and chaotic mobilization to fulfill grandiose expectations. It would best be counted on to supply pilots and spruce for aircraft construction.

In 1917 the German approach of developing specialized types of aircraft and appropriately training for specific operations, such as ground attack, proved more effective and efficient than the British method of simply throwing untrained Camel pilots into ground attack. Certainly, the military control of production and the use of airplanes was more unified and less politically unstable than in Britain or France—and it needed to be, given the shortages of materials and manpower in Germany.

Everywhere, however, the evolution of airpower demonstrated the signal importance of aero engines. The engine was the heart of the airplane. The crisis in aviation in France and Britain was fundamentally one of engine production, as both relied on increased engine power rather than aircraft design to provide the essential margin of difference for aerial superiority. Britain’s magnificent Rolls-Royces, however, proved too complex for mass production. France displayed the best combination of quality and quantity. Germany, mired in material shortages, could neither move beyond the six-cylinder in-line nor increase its production sufficiently, no matter how reliable and durable its engines proved to be. The air war itself had become a full-scale war of attrition; consequently, the mass production and training of aircrews would prove decisive in 1918, the final year of the great conflict.

At the beginning of 1918, as the German air arm prepared for the March offensive on the Western Front, the army and navy continued their airplane and zeppelin raids, respectively, on England. By the end of May, both strategic campaigns had ended: the navy’s, with the death of the airship commander and the end of airship production; the army’s, with its commitment of all remaining bombers to provide support at the front. The strategic air campaign had failed in its first and most grandiose aim—to drive Britain from the war. The giant plane raids had caused the diversion of significant British fighter forces to home defense, and the tons of bombs they had dropped on Britain had caused death and destruction but only a limited disruption of production.

On the battlefront, the inadequate replacement of personnel and materiel limited the effectiveness of the German air force. The limited supply of materiel could be offset only by a marked qualitative ascendancy. Fortunately for German aircrews, some of the planes they flew in 1918—such as the high-altitude Rumpler C7 reconnaissance plane equipped with a 260-horsepower, high-compression Maybach engine, and the Fokker D7 fighter equipped with a BMW 185-horsepower engine—were superlative, their performance unequaled by their Allied opposition. Yet the fundamental problem remained: the aircrew training schools and the aviation industry could no longer meet the needs of the front. Some German fighter units continued to inflict higher losses on the enemy than they incurred up to the end of the war. Nevertheless, suffering irreplaceable losses of personnel and materiel, and dogged by stringent fuel rationing and the lack of material even for aircraft repairs, they neared exhaustion as the war drew to a close.

Ultimately, Germany’s manpower reserves fell far short of the Allies’, as did production and supply, the other key factors in a war of attrition. Deliveries of airplanes and engines fluctuated wildly, but neither attained the goals stipulated in the mobilization programs, and neither exceeded 1,500 units a month. Industry, beset by shortages of metals, fabrics, precision machines, tools, and coal and disrupted by transportation crises and labor unrest, had no prospect of dramatically increasing production. Production proved to be the Achilles’ heel of the German air effort. Shortages had halved production during the winter of 1916–1917; now a near-total collapse of aviation production loomed in the winter of 1918–1919 owing to coal, material, and food shortages, had the war continued. Austro-Hungarian aviation merits only a footnote, as its total production for the ten wartime months of 1918 was only 1,989 planes and 1,750 engines—barely enough to keep pace with attrition. Its aviators paid for this inadequacy with their lives.

The German air force, although it fought to the end, was overwhelmed in the air; it had lost the war of aerial attrition to the French and British, aided by their lesser aerial allies. The French aviation industry produced 24,652 airplanes and 44,563 engines in 1918, overwhelming both its opponents and allies. The French air arm emphasized the employment of aviation in 1918 and trained increasing numbers of aircrews to man its fighter and bomber squadrons. This concentration on tactical aviation, and on the continued improvement of a limited number of fighter and bomber types and their engines, enabled both relatively high production at home and effectiveness over the front. In air strength, the French possessed the world’s largest air force in 1918, and had the war continued into 1919, its new fighter aircraft and engine types would have portended increased difficulty for the German air arm.

The British aircraft industry delivered some 32,000 airframes but only 22,000 engines in 1918, requiring the importation of some 9,000 engines, primarily from France. The Royal Air Force, which attempted strategic bombing beyond the tactical air war on the Western Front, was widely dispersed on all the imperial fronts. The Italian aviation industry manufactured 6,488 airplanes and 14,840 engines in 1918, powering the Italian military and naval air arms to success against their dwindling Austro-Hungarian opponents. The United States’ air service and aircraft industry would have offered the Allies a powerful air weapon had the war continued into 1919 and 1920. But the German army high command could read the handwriting on the wall in October 1918; they had lost the war, on the ground and in the air.

DEFEAT OF THE GERMAN AND AUSTRO-HUNGARIAN AIR FORCES: THE GREAT WAR, 1914–1918 PART I

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Austria-Hungary - Fokker E.III Unit: Flik 18 Serial: 03.45 Galicia, October 1916.

From the start of the conflict at the beginning of August, German airplanes acquitted themselves well on the Western and Eastern Fronts. In the west they kept track of the French retreat and played key roles in detecting enemy troop movements. Aviation was even more important on the Eastern Front because, in light of the great numerical superiority of the Russian cavalry, airplanes provided key information on Russian troop movements in the relative absence of cavalry units. German aviators were instrumental in preparing the victory at Tannenberg and in preventing a more serious defeat on the Marne. By the end of August, the airplane had developed from “a supplementary means of information relied upon principally for confirmation” to “the principal means of operational reconnaissance—an important factor in forming army commanders’ decisions.”

German army airships, in contrast, proved vulnerable to ground fire during reconnaissance and bombing attacks on the Western Front. The zeppelins’ initial wartime performance was disastrous: five of the seven military airships were destroyed by early October 1914, four by fire from the ground. The giant dirigibles had become liabilities; they could fly over the front only on dark nights. In addition, replacement of their losses was slow, with only three new zeppelins entering service by the end of 1914. Though the airship failed the German army, the German naval airship officers considered it a cheap substitute for cruisers to scout for the fleet. Obsessed with the idea of bombing England, the naval leadership expanded its tiny unit, which had only one airship at mobilization.

Organizational deficiencies lessened the potential efficacy of German aviation units. The high command and army commands lacked central aviation agencies to collect and assess fliers’ reports; the subordination of aviation to transport deprived aviators of direct access to the front command; and the practice of equipping units with different aircraft types complicated supply. In the rear, the existence of war ministries in some of the smaller German states, Bavaria in particular, also impeded the most efficient mobilization of the aviation industry. More crucially, the Prussian War Ministry, although it insisted on increased aircraft deliveries in early August, impeded the industry’s ability to comply by resisting aircraft price increases until February 1915, four months longer than did the French War Ministry, which had issued extensive aircraft contracts and consented to price increases in October 1914.

Whatever the problems in Germany, they paled before the inadequacy of Austro-Hungarian aviation, which quickly became a burdensome appendage to its German counterpart. The tiny size of the Austrian aircraft industry forced the Austro-Hungarian army to resort to the German industry for airplanes, but the army refused to extend advance payments to manufacturers to allow them to procure materials. The army also demanded the immediate development of a large twin-engine biplane (the Grossflugzeug, or G-plane) from an industry that was barely able to deliver ten airplanes a month.

The onset of the war disrupted aviation production everywhere, and the French responded most quickly to the new challenges. In October the French army began specializing its aircraft types as it geared up aircraft and particularly aero-engine production for the anticipated campaign of 1915.

In that year, as the war spread and the consumption of materiel exceeded expectations, resulting in production and labor shortages, the combatant powers confronted critical decisions regarding the mobilization of aviation technology and industry that would have far-reaching implications for the future course of the air war.

At the recommendation of the German high command, the Prussian War Ministry established a chief of field aviation (Feldflugchef ) on 26 April 1915 to direct all aviation, including the “systematic mobilization of the aviation industry.” French attacks in 1915 forced the German army and its air service on the defensive, and the French remained superior in numbers throughout the year. The appearance in the late spring of the C-plane, the standard two-seat biplane equipped with 150- horespower engines and a machine gun for the observer, and then of the single-seat Fokker monoplane (Eindecker), armed with a synchronized forward-firing machine gun, kept the German air arm qualitatively abreast of its opponents. The performance of German aircrews, particularly pilots such as Max Immelmann and Oswald Boelcke, demonstrated the quality of their training, and outstanding fighter pilots began to appear on both sides of the Western Front.

The army, confronting continued zeppelin losses, transferred most of its airships to the vast reaches of the Eastern and Balkan Fronts. The navy, which secured the kaiser’s consent to bomb England, exaggerated the significance of its initial airship raids in January and was determined to procure increasingly larger zeppelins. An editorial in the Kölnische Zeitung on 21 January exulted: “The most modern air weapon, a triumph of German inventiveness . . . , has shown itself capable of carrying the war to the soil of old England! . . . This is the best way to shorten the war, and thereby in the end the most humane.” Meanwhile, during the year, the zeppelins grew larger, expanding from 1 million cubic feet in volume powered by four engines to nearly 2 million cubic feet with six engines. These ships could outclimb opposing airplanes, but they remained vulnerable to weather in the air and fire in their sheds on the ground. With the onset of winter, the naval raids ceased, and the airships were left to face the ravages of high humidity, mold, and putrefaction in their hangars.

In perhaps the most significant development for the future of aviation science and technology, Hugo Junkers spent 1915 developing the first all-metal airplane. Its metal construction would make it more resistant to weather and fire, and its thick airfoil offered little more drag and better stability than the thin airfoils used by other airplane designers. The War Ministry tendered Junkers a contract in May, but wartime conditions made it difficult for the firm to find sufficient skilled workers, so the prototype was not finished until December.

Spurred by military contracts, the German aircraft industry increased production from 1,348 airplanes in 1914 to 4,532 in 1915, while engine factories delivered 5,037 engines. Yet German aero-engine manufacture stagnated during the first three quarters of 1915. Erroneous decisions by the inspectorate’s engine section, whose one engineer, Walter Simon, managed relations with the industry in a “peculiar and arbitrary manner,” compounded the limitation posed by Daimler’s near monopoly of production. On 16 November 1914 the inspectorate had decided against the development of engines greater than 150 horsepower to avoid disturbing production. This decision, though prompted by limited production capacity, delayed the evolution of more powerful engines.

In 1915 the inspectorate declined a Benz eight-cylinder, 240-horsepower engine because it did not conform to the six-cylinder standard, but it then allowed Daimler to produce an eight-cylinder, 220-horsepower, in-line engine following its bench test in December 1915. After only forty-two of the engines had been made, however, it halted production because the engine’s length caused a lack of stiffness in its crankshaft. In general, shortages of skilled labor and machine tools kept crankshaft manufacture insufficient to increase overall engine production, so the entire year was spent expanding factory capacity. Such inadequate production condemned the German air service to, at best, a temporary aerial superiority over a circumscribed area of the front.

The Austro-Hungarian army’s air service encountered even greater difficulty than the Germans. After the Italian declaration of war in May 1915, it was involved on three fronts—Russian, Balkan, and the mountainous Italian. Although the navy’s Lohner flying boats dominated the air over the Adriatic Sea in 1915, the limited capacity of the domestic aviation industry kept its monthly deliveries to the army air service below fifty planes. Only the intervention of Hansa-Brandenburg, an Austrian- owned German firm with a superior designer, Ernst Heinkel, saved the army air service. The German army released the Hansa-Brandenburg factory for German naval and Austro-Hungarian production, and the Austro-Hungarian army quickly became dependent on the firm for fast, modern planes. The owner of Hansa-Brandenburg, Camillo Castiglioni, also owned aircraft firms in Vienna and Budapest. Thus, the prospect of monopoly loomed, and Hansa-Brandenburg charged comparatively high prices to the Austro-Hungarian army, whose desperate straits allowed no alternative.

The circumstances in Germany and Austria-Hungary contrasted to those in the Entente powers. French aircraft manufacturers delivered 4,489 planes in 1915—a figure comparable to their German counterparts; French engine production, which rose steadily in the fall and winter, totaled 7,096 in 1915. By 1916, the French were producing nearly two engines to every one airplane, a ratio they sustained for the rest of the war and that the other combatants found impossible to duplicate. Furthermore, these engines were rotaries, radials, and in-lines, a variety unequaled by other countries. French aero-engine manufacturers had established their ascendancy in design and production.

The French aviation procurement agencies also capitalized on innovative designs in 1915. C. Martinot-Lagarde, chief of the engine service, pressed for the development of 200-horsepower engines of V or radial design, because their shorter crankcases and crankshafts in comparison with in-line engines would result in lighter and stronger power plants. He also pressed French firms to evolve materials and accessories such as special steels, aluminum, magnetos, and spark plugs that France, like the rest of Europe, had imported from Germany before the war.

French procurement experts traveled to Spain to purchase a new Hispano-Suiza 150-horsepower V-8 engine, a revolutionary new liquid- cooled engine design. Powerful, rigid, light, and durable, the Hispano-Suiza would deliver ever higher horsepower and would become one of the war’s greatest fighter engines.

French aero-engine experts and manufacturers in 1915 thus laid the foundation for the future superiority of French aviation in the First World War. Although Britain still lagged in the development of its aviation industry and remained dependent on France for aero engines, it possessed the industrial resources for substantial expansion. The automobile firm Rolls-Royce designed and began to deliver two high-horsepower engines in 1915—the 250-horsepower Eagle and the 200-horsepower Falcon. Finally, the Royal Flying Corps (RFC) and Royal Naval Air Service were developing a group of accomplished and aggressive aviators. As for the Austro-Hungarian air service, even the Russian aerial effort remained superior to it. Italy’s entry into the war in May 1915 brought an embryonic airpower with an air theorist and an aircraft designer—Giulio Douhet and Gianni Caproni, respectively—who focused on the use and development of strategic bombers. With every year, the odds against German and Austro-Hungarian aviation rose.

In 1916, the year of the great battles of Verdun and the Somme on the Western Front, the German air arm was hard-pressed to compete against an enemy that was superior in number and often in aircraft quality. France’s Nieuport outclassed the German planes, and Britain’s pusher DH2 biplanes were comparable to the Fokker monoplane. By spring, the army forbade flights of the expensive zeppelins over the Western Front, because Feldflugchef Colonel Hermann von der Lieth-Thomsen believed that their high losses and negligible results pointed inescapably toward the abandonment of airship operations. The navy, however, persisted in its determination to use zeppelins to bomb England, although RFC airplanes had improved sufficiently to be able to shoot down zeppelins in 1916. At least the zeppelins proved to be effective scouts for the High Seas Fleet. German naval seaplane forces were also acquiring capable floatplanes, in particular the Hansa-Brandenburg W12 (Wasserflugzeug), whose speed and maneuverability would give the British a rude shock over the Flanders coast in 1917.

Fortunately for German aviators, the Albatros factory had incorporated plywood construction techniques pioneered in 1913 by the Russian designer Steglau to build a strong, stiff, sleek fuselage in which it installed a Mercedes 160-horsepower, six-cylinder, in-line engine and twin forward-firing machine guns synchronized to fire through the propeller. The resulting biplane (and then sesquiplane) fighter restored qualitative supremacy to the German fighter arm from fall 1916 through spring 1917.

On the home front, the War Ministry improved its procurement hierarchy by adding organs for aircraft acceptance at the factories, secured skilled workers through exemptions in the face of a serious labor shortage, and in the fall of 1916 prepared to select its best aircraft types for licensed production. Hugo Junkers confronted numerous problems in perfecting his all-metal airplane in 1916, among them wartime shortages of engineers, skilled workers, materials, and capital.

Yet the most serious industrial problem remained an inadequate aero-engine production, consisting of 7,823 engines in 1916. Although air chief of staff Lieth-Thomsen wanted the industry and inspectorate to develop and test powerful engines of more than six cylinders, the industry proved incapable of copying either the Hispano-Suiza V-8 or the Rolls-Royce V-12 engines. The German industry had perfected six cylinder in-lines of 150 to 160 horsepower, but German authorities had not attracted additional firms to engine production or pushed the production of higher-horsepower engines, as the French had. The airplane industry remained competitive, building such sophisticated craft as the Albatros and Junkers, and delivered a total of 8,182 airframes, but the German engine industry was unable to keep pace with domestic aircraft production, much less with its French opponent.

The Feldflugchef failed to secure a unified independent air arm, although the air service officially became the Luftstreitkräfte (air forces) and gained a commanding general (Kogenluft, or Kommandiere General der Luftstreitkräfte). Yet German prospects looked grim, as a memorandum written by Air Chief of Staff Lieth-Thomsen on 31 August 1916 and released in early October acknowledged. The Allies, supported by the “world raw material market and the American motor and aircraft industry,” had increased their “oppressive” numerical aerial superiority, causing severe losses to Germany’s best and most experienced fliers. The German air arm would have to improve its organization and equipment merely to assert aerial control at decisive points in future battles. Lieth- Thomsen was resigned to a defensive posture with occasional and limited aerial ascendancy. It was now questionable whether efficient organization and aircraft technology, the hallmarks of German aviation excellence, would suffice to offset the Allies’ mounting numerical superiority.

With the defeat of Serbia and the impending collapse of Russia by late 1916, Germany’s Austro-Hungarian ally could focus on the war against Italy. The dual monarchy’s air services did not lack for intrepid spirit in its pilots, but there were just too few of them. Shortages of skilled labor and raw materials severely impeded domestic production, which rendered Austria-Hungary increasingly dependent on Hansa-Brandenburg and its Austro-Hungarian subsidiaries’ production, just as the German navy increasingly required Hansa-Brandenburg to meet its own needs. Under such circumstances, it made little difference that Porsche developed a 250-horsepower, twelve-cylinder V and a 360-horsepower, six-cylinder engine in 1916. The industry, which delivered fewer than 1,000 airplanes in 1916, could not build them.

In France, the administration and politics of aviation were riven with conflict, and although the aircraft industry delivered fewer planes (7,549) than its German counterpart, French engine production totaled 16,875. These numbers included such advanced types as the Hispano-Suiza, a heavier Renault twelve-cylinder engine, and the Salmson Canton-Unné radial, all of which would be delivering more than 260 horsepower by 1918. These engines would power, respectively, the famed Spad 7 and 13 fighters, the superlative Breguet 14 reconnaissance- bomber, and the durable Salmson 2A2 reconnaissance biplane. Gnome-Rhône and Clerget continued to press the evolution of rotary engines, which the Germans found difficult to copy because of their inability to secure castor oil, the engine’s essential lubricant.

Meanwhile, the British pressed forward relentlessly, particularly in their insistence on an offensive policy at the front, regardless of the inadequacies of their aircraft in 1916. The outcome of the air war did not hinge on aircrew quality, because the aircrews of all countries were volunteers. Although the pressures of attrition often meant that they did not receive complete and extensive training, they did not fail to undertake their assigned missions. By 1916, the British aviation industry began to hit its stride, realizing its potential as the world’s leading industrial nation before the war. The Rolls-Royce Eagle and Falcon became superlative high-horsepower combat engines, although their complexity inhibited their production in sufficient numbers and rendered the British dependent on the French for aero engines. Furthermore, three aircraft prototypes appeared in late 1916—the SE-5 and Sopwith Camel single seat fighters and the Bristol F-2 two-seat reconnaissance fighter—that would be the mainstays of the Royal Flying Corps and, in 1918, of the Royal Air Force through the end of the war. Britain produced over 5,000 airplanes and a similar number of engines in 1916 as it began to assume a role in aviation more commensurate with its potential.

Even the Russian aviation industry, which was in decline, stepped up its production of airplanes and engines in 1916. Italy, with its military focusing on the development of aviation and an industry endowed with the Caproni bomber firm and the Fiat engine company, had also outdistanced Austria-Hungary in military aviation by the end of 1916.

VASILY IVANOVICH SHUISKY, (1552–1612), TSAR OF RUSSIA (1606–1610).

Portrait of Vasili IV by Viktor Vasnetsov, 1897

Vasily Ivanovich Shuisky was a descendant of one of the oldest and most illustrious princely families of Russia. His uncle, Ivan Petrovich Shuisky, was one of the regents of the mentally retarded Tsar Fyodor I, and Vasily became a boyar at Fyodor’s court. During the late 1580s, Boris Godunov (Tsar Fyodor’s brother-in-law) managed to become sole regent, and Shuisky clan members were banished from Moscow; some of them died mysteriously while in exile. By 1591, however, Vasily and his three younger brothers (sons of Ivan Andreyevich Shuisky) were back in the capital, where Vasily became the leader of the family and resumed his place in the boyar council. When Dmitry of Uglich (Tsar Ivan IV’s youngest son) died mysteriously in 1591, Vasily Shuisky was chosen to lead the investigation; he concluded that the boy accidentally killed himself.

Upon the death of Tsar Fyodor in 1598, Shuisky made no attempt to prevent Boris Godunov from becoming tsar; nevertheless, Tsar Boris feared and persecuted the Shuisky clan. During False Dmitry’s invasion of Russia, however, Tsar Boris turned to Vasily Shuisky for help. In January 1605 Shuisky took command of the tsar’s army fighting against False Dmitry and defeated Dmitry’s forces at the battle of Dobrynichi. Shuisky then waged a terror campaign against the population of southwestern Russia that had sided with False Dmitry. In the meantime, the rebellion in the name of the true tsar spread like wildfire. After Tsar Boris’s death in April 1605, Shuisky was recalled to Moscow by Tsar Fyodor II, and he did not participate in the rebellions that overthrew the Godunov dynasty. 

At the outset of Tsar Dmitry’s reign, Shuisky was convicted of treason but was only briefly exiled. Back in Moscow, he secretly plotted to overthrow Tsar Dmitry, claiming that Dmitry was an impostor named Grigory Otrepev. During the celebration of Tsar Dmitry’s wedding to the Polish Princess Marina Mniszech in May 1606, Shuisky created a diversion while his henchmen killed the tsar. 

Shuisky managed to seize power, but many Russians were unwilling to accept the usurper Tsar Vasily IV. His enemies circulated rumors that Tsar Dmitry had survived the assassination attempt and would soon return to punish the traitors. Within a few weeks, Tsar Vasily was confronted by a powerful civil war that spread from southwestern Russia to over half the country. In the fall of 1606, rebel forces under Ivan Bolotnikov besieged Moscow and nearly toppled Shuisky. Tsar Vasily’s armies drove the rebels back and eventually defeated Bolotnikov in late 1607, but by then another rebel army supporting the second false Dmitry challenged Shuisky’s weak grip on the country. For many months Russia had two tsars and two capitals, and chaos reigned throughout the land. In desperation, Tsar Vasily eventually turned to Sweden for support. In 1609 King Karl IX sent military forces into Russia to aid Shuisky and seize territory. That prompted Polish military intervention, and in June 1610 Tsar Vasily’s army was crushed by Polish forces at the battle of Klushino. In Moscow a rebellion of aristocrats (including the Romanovs) toppled Tsar Vasily, forcing him to become a monk. Soon Moscow opened its gates to the Polish army, and Shuisky was shipped off to Poland, where he was imprisoned and died in September 1612.

BIBLIOGRAPHY
Bussow, Conrad. (1994). The Disturbed State of the Russian Realm, tr. G. Edward Orchard. Montreal:
McGill-Queen’s.
Dunning, Chester. (2001). Russia’s First Civil War: The Time of Troubles and the Founding of the Romanov Dynasty. University Park: Pennsylvania State University Press.
Massa, Issac. (1982). A Short History of the Beginnings and Origins of These Present Wars in Moscow, tr. G. Edward Orchard. Toronto: University of Toronto Press.
Skrynnikov, Ruslan. (1988). The Time of Troubles: Russia in Crisis, 1604–1618, tr. Hugh Graham. Gulf Breeze, FL: Academic International Press.

ÆTHELBALD’S WARS (733–750)

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Mercia establishes hegemony, paving the way for English unification. The early history of the kingdom of Mercia is obscure, but this changed with the reign of Penda, son of Pybba (r. 632–654). He extended his writ over Wessex (645) and East Anglia (650), gaining control of all England south of the Humber. Although Mercia declined after his death, Mercian expansion was resumed during the next century under Æthelbald, son of Alweo (r. 716–757), a grandson of Eowa, brother of Penda.

By 731, Æthelbald controlled all England south of the Humber. In a 736 charter he is styled “king not only of all the Mercians but also of all the provinces, which are called by the general name South English.” Since Æthelbald issued coins bearing his image in a crowned war-helm (cynehelm), this hegemony was undoubtedly acquired through conquest.

In 737, Æthelbald raided north of the Humber, possibly with the idea of conquering Northumbria. In 740, he sacked York, while King Eadberht was absent campaigning against the Picts. Other campaigns included one against the Welsh (743).

Æthelbald’s only reversal came in 752 at the hands of Cuthred, king of the West Saxons. He encountered Æthelbald at Beorhford (Burford,Oxfordshire?) and, in the words of the Anglo-Saxon Chronicle, “put him to flight.” In the end, this victory did little more than postpone the inevitable. In 757, Cuthred’s successor, Cynewulf (r. 757–786), acknowledged his subordination by coming to the Mercian court.

Æthelbald’s supremacy was neither easily won nor stable; he also made many enemies. St. Boniface, archbishop of Canterbury, for example, reproached him for not taking a wife, and instead committing fornication with nuns, and for seizing the lands of the Mercian church. This was a common theme with the churchmen of the time.

As an old man Æthelbald was still violent and prone to lascivious behavior. His bodyguard murdered him at Seckington near Tamworth, in a terrible (though not unique) breach of the Anglo-Saxon code of fidelity. Who gave the orders is unclear. Æthelbald’s heir, Beornred, succeeded him, but civil war followed and his cousin Offa (r. 757–796) seized the throne.

No other king maintained so general an ascendancy for so long, and it is significant that a contemporary chronicler describes Æthelbald as a “royal tyrant.” As a consequence, Æthelbald and his successor, Offa, thus paved the way for the future unification of the English. On his death Æthelbald was Rex Britanniae, Bretwalda (“Britain-ruler”), a king to whom other kings were subject. They attended his court, paid him tribute, and fought under his leadership.

BATTLE OF BEORHFORD, 752

Victory by Cuthred King of Wessex over Aethelbald King of Mercia. Cuthred rebelled against Aethelbald after assisting him in war against the Britons. The Mercians were put to flight. The location is no longer thought to be Burford in Oxfordshire. Beorhford marked the rise of Wessex, previously subordinate to Mercia. Cuthred maintained independence until his death in 756.

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BATTLE OF THE YELLOW SEA, [KÔKAI KAISEN] (1904).

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Major naval battle during the Russo–Japanese War that sealed the fate of the Russian Pacific Fleet. This second greatest naval engagement of the war was fought on 10 August in the Yellow Sea in the vicinity of Port Arthur. The battle was a consequence of the Japanese intensifying the siege of Port Arthur and the growing pressure on the Russian naval force there to escape to Vladivostok. After the battle of Nanshan, the entire Kwantung peninsula, together with the naval base of Port Arthur, was cut off from the rest of the Liaotung peninsula under Russian control. Japanese naval superiority on the one hand, and lack of Russian naval leadership on the other, paralyzed the main force of the Russian Pacific Fleet in the harbor of Port Arthur. As for the Japanese, they had several reasons to end the siege on Port Arthur, primarily to avoid further risk to the supply lines for the land troops. In addition, the Japanese were aware of rumors regarding the preparations of the Baltic Fleet to sail to Asia and join the Pacific Fleet. Such a combination could snatch the naval advantage from Japan, especially in view of the loss of the battleships Yashima and Hatsuse in May 1904. The naval commander at Port Arthur, Rear Admiral Vilgelm Vitgeft, however, could not await the arrival of the Baltic Fleet either, as the siege tightened and the advancing Japanese fire imperiled the ships in the harbor.

Toward the end of July, General Nogi Maresuke, commander of the Japanese Third Army, began to attack the first defense line of Port Arthur, from a distance of 13–20 kilometers. Despite heavy losses, his army overcame the line of defense and advanced, bringing its field guns near enough to bombard the city and the port. During the first bombardment on 7 August 1904, a number of shells struck the Russian warships in the harbor, and Vitgeft was lightly wounded. The fate of the fleet seemed to be sealed unless it managed to break out of the harbor and escape to Vladivostok. Furthermore, the demoralized crews of the ships lacked naval training, and some of the guns on the vessels were dismantled and placed on shore. After urgings and threats by the viceroy, Evgenii Alekseev, Vitgeft unwillingly agreed, and at dawn on 10 August, he led a convoy of six battleships, four cruisers, and several destroyers out of the harbor.

The fleet passed through the minefield unharmed. In the open sea, however, the Japanese Combined Fleet had been waiting for such a departure for weeks. Admiral Tôgô Heihachirô, naval commander of the Combined Fleet, had both quantitative and qualitative advantages, and he was resolved on a decisive battle. As the battleships Tsessarevich and Pobieda slowed the pace of the Russian fleet due to mechanical problems, the distance between the two forces gradually narrowed. At noon Tôgô began a maneuver to cross the “T” and win tactical superiority over the Russian column. At 12:30 he opened fire at about 8,000 meters when most of his guns were directed at the leading Russian warship, while the bows of the ships in the convoy faced him, unable to use most of their guns. Tôgô kept maneuvering, but Vitgeft managed to avoid the trap, and the distance widened to about 10,000 meters. The two fleets kept a fixed distance from each other and continued to exchange fire during the afternoon. Both sides scored random hits but without destructive consequences, and given the current progress, the Russians were on their way to escape. But luck again was on Tôgô’s side, and it decided the fate of the battle. At 17:45 two 305-millimeter [12-inch] shells struck the Russian flagship Tsessarevich simultaneously, killing Vitgeft and wounding his chief of staff, Rear Admiral Nikolai Matusevich. As the helmsman was also hurt, the ship began to go round in circles, almost colliding with the battleship behind her. While the battleships were in complete confusion, Rear Admiral Prince Pavel Ukhtomskii, who transferred the flag of the fleet to the Peresviet, decided there and then to return to Port Arthur. Most of the ships followed his lead, but some of the commanders of the vessels decided to act independently and steamed in the direction of other ports. The helm of the Tsessarevich was brought under control, and accompanied by three destroyers, she reached the German port of Kiaochou [Jiaozhou] on Shantung [Shandong] peninsula. The cruiser Diana reached Saigon, whereas the cruiser Askold, accompanied by a destroyer, reached Shanghai. All were interned until the end of the war. The fast cruiser Novik managed to escape eastward and reached the Russian island of Sakhalin. She was deserted, however, 11 days after the battle, following an engagement with two Japanese cruisers.

All in all, no ship was sunk, and the number of losses was not decisive either, as 69 Japanese and 74 Russians were killed (as well as 131 and 374 wounded, respectively). Nevertheless, Ukhtomskii’s decision to return sealed the fate of the Russian fleet in the Pacific Ocean to slow expiration without honor in a besieged port. The majority of its ships returned to Port Arthur, and from then on it ceased to function as a naval unit. Upon their return, Lieutenant General Anatolii Stoessel, commander of the fortress of Port Arthur, ordered the ships’ guns to be dismantled. Their crews were integrated into infantry units. Three days later, the Imperial Japanese Navy recorded another success, as it engaged the three warships of the Vladivostok Independent Cruiser Squadron. In the ensuing battle of the Korea Straits, the Russian cruiser Rurik was sunk and the menace of this squadron was eradicated at last. Thereafter the Japanese war effort could continue undisturbed by any Russian naval intervention until the arrival of the Baltic Fleet nine months later.

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Exhibition explores dark era of the Spanish Civil War

The Spanish Civil War is considered by many to have been a prologue to World War II. This is the topic of an exhibition at the Willy Brandt Haus in Berlin to mark the 70th anniversary of the end of the civil war.


On April 1, 1939 Spain became a land of winners and losers. With the capital of Madrid firmly under his control, General Francisco Franco officially ended the bloody Spanish Civil war, which had killed more than 500,000 people.


Much has been written about the role of German and Italian military support in Franco’s victory, yet the new exhibit in Berlin tries to paint a more complete picture, also telling the stories of Germans who fought against Franco’s forces.


The 70th anniversary exhibition includes photos by the German photographer Hans Gutmann, a volunteer in the International Brigade, and other photographs from the archives of the Spanish EFE news agency. In Spain, Gutmann changed his name to Juan Guzman and in 1936 he joined the anti-fascists. From within their ranks he began to document the war through his photography.


Germans fighting Germans in Spain


Nazi SS Chief Heinrich Himmler at a famous bullring in Madrid, October 20, 1940.


Nazi SS Chief Heinrich Himmler at a famous bullring in Madrid, October 20, 1940


Germans fought on both sides in this civil war: the International Brigade volunteers for the Republicans and the Wehrmacht soldiers sent by Hitler as the Condor Legion for the nationalists. About 2,800 Germans took part in the International Brigade while the Condor Legion became infamous for the deadly aerial bombing of Guernica in 1937.


“Without the German and Italian military support, Franco would never have won this war," Carlos Collado Seidel, a professor at the University of Göttingen and author of "The Spanish Civil War: History of a European Conflict" told Deutsche Welle. After the civil war ended, the right-wing Franco became the dictator of Spain, ruling until his death in 1975.


The city of Madrid fell to Franco’s troops on March 28, 1939. Four days later Franco wrote, "On this day, the Red Army has been captured and disarmed, and the national troops have reached their ultimate military objectives. The war has ended." In September of that same year, World War II broke out.


Supposed Neutrality

The German Condor Legion marches through the streets of León in a farewell parade, May 25, 1939.


The German Condor Legion marched through the streets of Leon


Despite the help of Hitler and Mussolini during his own fight for power, Franco and Spain remained ostensibly neutral to the events of the World War II. But a previously unpublished photograph in the Berlin exhibition from the EFE archive shows the dreaded Heinrich Himmler in the Plaza de Toros de las Ventas, the famous bullring in Madrid.


"The historical research all comes to the same conclusion, that Franco was officially neutral, but that in fact he did everything to support the Axis powers and the Third Reich," explained Collado Seidel. "This included the supply of strategic materials, tolerating and supporting the German secret services in Spain, especially against Allied operations in the Atlantic, as well as supplying German U-boats from the Spanish coast."


Dealing with the Past


After the war ended, many of those who had fought on the Republican side were persecuted and oppressed during Franco’s decades-long dictatorship. After Franco’s death and as Spain formed its democracy, all of the political parties agreed to bury the past. Those who had committed crimes under the general’s rule were granted amnesty. This "pacto de olvido" or " "pact of forgetting" has only recently begun to come undone.


Two years ago the Socialist government of Jose Luis Rodriguez Zapatero passed the "Law of Historical Memory," which seeks to make amends with the victims of the civil war and Franco’s regime. Some have criticized the law for opening up old wounds, while others think the painful process is necessary.


Giving some dignity to the victims is "Spain’s duty, which it has not yet fulfilled, " Silvino Martin, the chairman of the Vallodolid Association for Historical Memory, told Deutsche Welle.

“It isn’t about opening wounds,” he added. “It’s about healing them.”


Author: Holly Fox/Luna Bolivar/Mirra Banchon/AFP

Editor: Trinity Hartman

RUSSIAN ADMIRALS - RUSSO–JAPANESE WAR

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STEPAN OSIPOVICH MAKAROV (1848–1904).

Russian naval officer, naval inventor, and explorer of the Arctic region who served as commander of the Pacific Fleet during the early stages of the Russo–Japanese War. Makarov was born in Nikolaev on the Black Sea to a naval junior officer and enrolled in the Nikolaevsk Naval Academy to prepare for a career in the merchant marine. At the age of 15 he was assigned to the Pacific Fleet as a naval cadet, and in the same year he sailed to San Francisco. After graduating, Makarov was assigned in 1866 to the Baltic Fleet and a year later published his first article. Soon he produced his first major invention, the design for a collision mat. During the Russo–Turkish War of 1877–1878, he served in the Black Sea Fleet and gained much combat success with his flotilla of torpedo boats. During that war he became a national hero and won several decorations and another promotion.

In the next two decades, Makarov was involved in the endeavors to modernize and standardize the Imperial Russian Navy. He continued with his naval research, producing over 50 publications on oceanography and naval tactics. In 1890 he became Russia’s youngest rear admiral and assumed the post of chief inspector of Naval Ordnance. Four years later he was appointed commander of the Mediterranean Squadron, and in 1895 he was appointed chief of fleet training. In 1896 Makarov was promoted to vice admiral and in the following years became involved in designing new warships suited to the specific needs of the Russian fleet, especially ice-breakers to open the northern sea route between Europe and East Asia. In 1899 he was appointed commander of the Kronstadt naval base and governor of the town. He was considered at that time a “sailor’s sailor,” as well as Russia’s leading naval officer.

Two weeks after of the outbreak of the Russo–Japanese War, Makarov was appointed commander-in-chief of the Pacific Fleet and commander of the Port Arthur Squadron. Two weeks later, on 8 March 1904, he arrived at Port Arthur to replace Vice Admiral Oskar Stark. Although he was unable to rectify the fleet’s shortcomings, Makarov energetically began to provide intensive training and subsequently saw morale soaring. On 13 April 1904, less than two months after his arrival, his flagship, the battleship Petropavlovsk, sailed into a newly laid minefield. The ship blew up and in less than two minutes sank, taking down more than 600 seamen. Makarov’s loss dealt a mighty blow to the Russian war effort in general, and the Pacific Fleet in particular, from which it never recovered during the war. Makarov was considered the true naval hero of the war, and his memory transcended politics: ships of both the Imperial and Soviet navies bore his name.

VILGELM KARLOVICH VITGEFT [WILHELM WITGEFT] (1847–1904).

Russian naval officer who commanded the Port Arthur Squadron in the early stages of the Russo–Japanese War. He graduated from the Naval Academy in 1868, and following various sea and staff assignments was promoted to rear admiral in 1899. Vitgeft subsequently served as the chief of the naval department at the headquarters of Admiral Evgenii Alekseev, commander-in-chief of Russian land and naval forces in East Asia, until 1904. After the outbreak of the Russo–Japanese War, he was appointed chief of the Naval Staff of the Supreme Command in the Far East on 1 April 1904. Three weeks later, on 22 April 1904, following the death of Vice Admiral Stepan Makarov, he was given command of the Port Arthur Squadron as well as a temporary assignment as commander of the First Pacific Squadron, until the arrival of Vice Admiral Nikolai Skrydlov. During the following months, Vitgeft played a passive role against the naval blockade of Port Arthur by the Imperial Japanese Navy.

Anxious to avoid a fight, Vitgeft led his main force on 23 June 1904 in a failed attempt to escape the threat posed by Japanese land forces and reach Vladivostok. On 7 August he was wounded in the leg by a shell splinter during the first bombardment of Port Arthur by the Japanese Third Army. Three days later, on 10 August, Vitgeft made a second attempt to escape the harbor. In the ensuing battle of the Yellow Sea, he refused to enter the armor-protected conning tower of his flagship, the battleship Tsessarevich, and remained on the upper bridge to oversee the engagement. Subsequently two Japanese 305-millimeter [12-inch] shells hit the foremast above the upper bridge, killing him and severely wounding his chief of staff.

NIKOLAI ILLARIONOVICH SKRYDLOV (1844–1918).

Russian naval officer who served as nominal commander-in-chief of the Pacific Fleet during much of the Russo–Japanese War. His first major combat experience was the Russo–Turkish War of 1877–1878, in which he commanded the small mine vessel Shutka. On 8 June 1877, he attacked and sank a Turkish monitor on the Danube River. From 1894 to 1898, Skrydlov was director of the Torpedo Section of the Naval Technical Department, and in 1897–1899 he served as the commander of the Mediterranean Squadron. In 1900 Skrydlov, by then vice admiral, was appointed commander-in-chief of the Pacific Fleet; two years later, he became commander-in-chief of the Black Sea Fleet, a post he held until April 1904.

Following the death of Vice Admiral Stepan Makarov in the early stages of the Russo–Japanese War, Skrydlov was again appointed commander-in-chief of the Pacific Fleet. Arriving in Vladivostok on 24 May 1904, he was unable to assume command of the fleet, whose main units were stationed in Port Arthur. Consequently he remained nominal commander of the fleet but in effect was responsible for planning the naval activities of the Vladivostok Independent Cruiser Squadron, together with its commanders Rear Admiral Karl Iessen and later Vice Admiral Petr Bezobrazov. On 7 January 1905, Skrydlov was replaced by Vice Admiral Zinovii Rozhestvenskii as commander-in-chief of the Pacific Fleet and he returned to St. Petersburg. In 1906–1907, he served again as a commander-in-chief of the Black Sea Fleet, but he retired in 1909 and was killed in the terror following the Bolshevik Revolution nine years later.

KIEVAN RUS


Kievan Rus in 1015–1113 with division into principalities (in Russian)



Map of Kievan Rus' right before Sviatoslav's campaigns, mid 10th century

Kievan Rus, the first organized state located on the lands of modern Russia, Ukraine, and Belarus, was ruled by members of the Rurikid dynasty and centered around the city of Kiev from the mid-ninth century to 1240. Its East Slav, Finn, and Balt population dwelled in territories along the Dnieper, the Western Dvina, the Lovat-Volkhov, and the upper Volga rivers. Its component peoples and territories were bound together by common recognition of the Rurikid dynasty as their rulers and, after 988, by formal affiliation with the Christian Church, headed by the metropolitan based at Kiev. Kievan Rus was destroyed by the Mongol invasions of 1237–1240. The Kievan Rus era is considered a formative stage in the histories of modern Ukraine and Russia. 

The process of the formation of the state is the subject of the Normanist controversy. Normanists stress the role of Scandinavian Vikings as key agents in the creation of the state. Their view builds upon archeological evidence of Scandinavian adventurers and travelling merchants in the region of northwestern Russia and the upper Volga from the eighth century. It also draws upon an account in the Primary Chronicle, compiled during the eleventh and early twelfth centuries, which reports that in 862, Slav and Finn tribes in the vicinity of the Lovat and Volkhov rivers invited Rurik, a Varangian Rus, and his brothers to bring order to their lands. Rurik and his descendants are regarded as the founders of the Rurikid dynasty that ruled Kievan Rus. Anti-Normanists discount the role of Scandinavians as founders of the state. They argue that the term Rus refers to the Slav tribe of Polyane, which dwelled in the region of Kiev, and that the Slavs themselves organized their own political structure. 

According to the Primary Chronicle, Rurik’s immediate successors were Oleg (r. 879 or 882 to 912), identified as a regent for Rurik’s son Igor (r. 912–945); Igor’s wife Olga (r. 945–c. 964), and their son Svyatoslav (r. c. 964–972). They established their authority over Kiev and surrounding tribes, including the Krivichi (in the region of the Valdai Hills), the Polyane (around Kiev on the Dneper River), the Drevlyane (south of the Pripyat River, a tributary of the Dneper), and the Vyatichi, who inhabited lands along the Oka and Volga Rivers. 

The tenth-century Rurikids not only forced tribal populations to transfer their allegiance and their tribute payments from Bulgar and Khazaria, but also pursued aggressive policies toward those neighboring states. In 965 Svyatoslav launched a campaign against the Khazaria. His venture led to the collapse of the Khazar Empire and the destabilization of the lower Volga and the steppe, a region of grasslands south of the forests inhabited by the Slavs. His son Vladimir (r. 980–1015), having subjugated the Radimichi (east of the upper Dnieper River), attacked the Volga Bulgars in 985; the agreement he subsequently reached with the Bulgars was the basis for peaceful relations that lasted a century. 

The early Rurikids also engaged their neighbors to the south and west. In 968, Svyatoslav rescued Kiev from the Pechenegs, a nomadic, steppe Turkic population. He devoted most of his attention, however, to establishing control over lands on the Danube River. Forced to abandon that project by the Byzantines, he was returning to Kiev when the Pechenegs killed him in 972. Frontier forts constructed and military campaigns waged by Vladimir and his sons reduced the Pecheneg threat to Kievan Rus. 

Shortly after Svyatoslav’s death, his son Yaropolk became prince of Kiev. But conflict erupted between him and his brothers. The crisis prompted Vladimir to flee from Novgorod, the city he governed, and raise an army in Scandinavia. Upon his return in 980, he first engaged the prince of Polotsk, one of last non-Rurikid rulers over East Slavs. Victorious, Vladimir married the prince’s daughter and added the prince’s military retinue to his own army, with which he then defeated Yaropolk and seized the throne of Kiev. Vladimir’s triumphs over his brothers, competing non-Rurikid rulers, and neighboring powers provided him and his heirs a monopoly over political power in the region. 

Prince Vladimir also adopted Christianity for Kievan Rus. Although Christianity, Judaism, and Islam had long been known in these lands and Olga had personally converted to Christianity, the populace of Kievan Rus remained pagan. When Vladimir assumed the throne, he attempted to create a single pantheon of gods for his people, but soon abandoned that effort in favor of Christianity. Renouncing his numerous wives and consorts, he married Anna, the sister of the Byzantine Emperor Basil. The Patriarch of Constantinople appointed a metropolitan to organize the see of Kiev and all Rus, and in 988, Byzantine clergy baptized the population of Kiev in the Dnieper River. 

After adopting Christianity, Vladimir apportioned his realm among his principal sons, sending each of them to his own princely seat. A bishop accompanied each prince. The lands ruled by Rurikid princes and subject to the Kievan Church constituted Kievan Rus. 

During the eleventh and twelfth centuries Vladimir’s descendants developed a dynastic political structure to administer their increasingly large and complex realm. There are, however, divergent characterizations of the state’s political development during this period. One view contends that Kievan Rus reached its peak during the eleventh century. The next century witnessed a decline, marked by the emergence of powerful autonomous principalities and warfare among their princes. Kiev lost its central role, and Kievan Rus was disintegrating by the time of the Mongol invasion. An alternate view emphasizes the continued vitality of the city of Kiev and argues that Kievan Rus retained its integrity throughout the period. Although it became an increasingly complex state containing numerous principalities that engaged in political and economic competition, dynastic and ecclesiastic bonds provided cohesion among them. The city of Kiev remained its acknowledged and coveted political, economic, and ecclesiastic center. 

The creation of an effective political structure proved to be an ongoing challenge for the Rurikids. During the eleventh and twelfth centuries, princely administration gradually replaced tribal allegiance and authority. As early as the reign of Olga, her officials began to replace tribal leaders. Vladimir assigned a particular region to each of his sons, to whom he also delegated responsibility for tax collection, protection of communication and trade routes, and for local defense and territorial expansion. Each prince maintained and commanded his own military force, which was supported by tax revenues, commercial fees, and booty seized in battle. He also had the authority and the means to hire supplementary forces.

When Vladimir died in 1015, however, his sons engaged in a power struggle that ended only after four of them had died and two others, Yaroslav and Mstislav, divided the realm between them. When Mstislav died (1036), Yaroslav assumed full control over Kievan Rus. Yaroslav adopted a law code known as the Russkaya Pravda, which with amendments remained in force throughout the Kievan Rus era. 

He also attempted to bring order to dynastic relations. Before his death he issued a “Testament” in which he left Kiev to his eldest son Izyaslav. He assigned Chernigov to his son Svyatoslav, Pereyaslavl to Vsevolod, and lesser seats to his younger sons. He advised them all to heed their eldest brother as they had their father. The Testament is understood by scholars to have established a basis for the rota system of succession, which incorporated the principles of seniority among the princes, lateral succession through a generation, and dynastic possession of the realm of Kievan Rus. By assigning Kiev to the senior prince, it elevated that city to a position of centrality within the realm. 

This dynastic system, by which each prince conducted relations with his immediate neighbors, provided an effective means of defending and expanding Kievan Rus. It also encouraged cooperation among the princes when they faced crises. Incursions by the Polovtsy (Kipchaks, Cumans), Turkic nomads who moved into the steppe and displaced the Pechenegs in the second half of the eleventh century, prompted concerted action among Princes Izyaslav, Svyatoslav, and Vsevolod in 1068. Although the Polovtsy were victorious, they retreated after another encounter with Svyatoslav’s forces. With the exception of one frontier skirmish in 1071, they then refrained from attacking Rus for the next twenty years.
When the Polovtsy did renew hostilities in the 1090s, the Rurikids were engaged in intradynastic conflicts. Their ineffective defense allowed the Polovtsy to reach the environs of Kiev and burn the Monastery of the Caves, founded in the mideleventh century. But after the princes resolved their differences at a conference in 1097, their coalitions drove the Polovtsy back into the steppe and broke up the federation of Polovtsy tribes responsible for the aggression. These campaigns yielded comparatively peaceful relations for the next fifty years. 

As the dynasty grew larger, however, its system of succession required revision. Confusion and recurrent controversies arose over the definition of seniority, the standards for eligibility, and the lands subject to lateral succession. In 1097, when the intradynastic wars became so severe that they interfered with the defense against the Polovtsy, a princely conference at Lyubech resolved that each principality in Kievan Rus would become the hereditary domain of a specific branch of the dynasty. The only exceptions were Kiev itself, which in 1113 reverted to the status of a dynastic possession, and Novgorod, which by 1136 asserted the right to select its own prince.

The settlement at Lyubech provided a basis for orderly succession to the Kievan throne for the next forty years. When Svyatopolk Izyaslavich died, his cousin Vladimir Vsevolodich Monomakh became prince of Kiev (r. 1113–1125). He was succeeded by his sons Mstislav (r. 1125–1132) and Yaropolk (r. 1132–1139). But the Lyubech agreement also acknowledged division of the dynasty into distinct branches and Kievan Rus into distinct principalities. The descendants of Svyatoslav ruled Chernigov. Galicia and Volynia, located southwest of Kiev, acquired the status of separate principalities in the late eleventh and twelfth centuries, respectively. During the twelfth century, Smolensk, located north of Kiev on the upper Dnieper river, and Rostov- Suzdal, northeast of Kiev, similarly emerged as powerful principalities. The northwestern portion of the realm was dominated by Novgorod, whose strength rested on its lucrative commercial relations with Scandinavian and German merchants of the Baltic as well as on its own extensive empire that stretched to the Ural mountains by the end of the eleventh century. 

The changing political structure contributed to repeated dynastic conflicts over succession to the Kievan throne. Some princes became ineligible for the succession to Kiev and concentrated on developing their increasingly autonomous realms. But the heirs of Vladimir Monomakh, who became the princes of Volynia, Smolensk, and Rostov-Suzdal, as well as the princes of Chernigov, became embroiled in succession disputes, often triggered by attempts of younger members to bypass the elder generation and to reduce the number of princes eligible for the succession. 

The greatest confrontations occurred after the death of Yaropolk Vladimirovich, who had attempted to arrange for his nephew to be his successor and had thereby aroused objections from his own younger brother Yuri Dolgoruky, the prince of Rostov-Suzdal. As a result of the discord among Monomakh’s heirs, Vsevolod Olgovich of Chernigov was able to take the Kievan throne (r. 1139–1146) and regain a place in the Kievan succession cycle for his dynastic branch. After his death, the contest between Yuri Dolgoruky and his nephews resumed; it persisted until 1154, when Yuri finally ascended to the Kievan throne and restored the traditional order of succession. 

An even more destructive conflict broke out after the death in 1167 of Rostislav Mstislavich, successor to his uncle Yuri. When Mstislav Izyaslavich, the prince of Volynia and a member of the next generation, attempted to seize the Kievan throne, a coalition of princes opposed him. Led by Yuri’s son Andrei Bogolyubsky, it represented the senior generation of eligible princes, but also included the sons of the late Rostislav and the princes of Chernigov. The conflict culminated in 1169, when Andrei’s forces evicted Mstislav Izyaslavich from Kiev and sacked the city. Andrei’s brother Gleb became prince of Kiev. 

Prince Andrei personified the growing tensions between the increasingly powerful principalities of Kievan Rus and the state’s center, Kiev. As prince of Vladimir-Suzdal (Rostov-Suzdal), he concentrated on the development of Vladimir and challenged the primacy of Kiev. Nerl Andrei used his power and resources, however, to defend the principle of generational seniority in the succession to Kiev. Nevertheless, after Gleb died in 1171, Andrei’s coalition failed to secure the throne for another of his brothers. A prince of the Chernigov line, Svyatoslav Vsevolodich (r. 1173–1194), occupied the Kievan throne and brought dynastic peace. 

By the turn of the century, eligibility for the Kievan throne was confined to three dynastic lines: the princes of Volynia, Smolensk, and Chernigov. Because the opponents were frequently of the same generation as well as sons of former grand princes, dynastic traditions of succession offered little guidance for determining which prince had seniority. By the mid-1230s, princes of Chernigov and Smolensk were locked in a prolonged conflict that had serious consequences. During the hostilities Kiev was sacked two more times, in 1203 and 1235. The strife revealed the divergence between the southern and western principalities, which were deeply enmeshed in the conflicts over Kiev, and those of the northeast, which were relatively indifferent to them. Intradynastic conflict, compounded by the lack of cohesion among the components of Kievan Rus, undermined the integrity of the realm. Kievan Rus was left without effective defenses before the Mongol invasion. 

When the state of Kievan Rus was forming, its populace consisted primarily of rural agriculturalists who cultivated cereal grains as well as peas, lentils, flax, and hemp in natural forest clearings or in those they created by the slash-and-burn method. They supplemented these products by fishing, hunting, and gathering fruits, berries, nuts, mushrooms, honey, and other natural products in the forests around their villages.

Commerce, however, provided the economic foundation for Kievan Rus. The tenth-century Rurikid princes, accompanied by their military retinues, made annual rounds among their subjects and collected tribute. Igor met his death in 945 during such an excursion, when he and his men attempted to take more than the standard payment from the Drevlyane. After collecting the tribute of fur pelts, honey, and wax, the Kievan princes loaded their goods and captives in boats, also supplied by the local population, and made their way down the Dnieper River to the Byzantine market of Cherson. Oleg in 907 and Igor, less successfully, in 944 conducted military campaigns against Constantinople. The resulting treaties allowed the Rus to trade not only at Cherson, but also at Constantinople, where they had access to goods from virtually every corner of the known world. From their vantage point at Kiev the Rurikid princes controlled all traffic moving from towns to their north toward the Black Sea and its adjacent markets.

The Dnieper River route “from the Varangians to the Greeks” led back northward to Novgorod, which controlled commercial traffic with traders from the Baltic Sea. From Novgorod commercial goods also were carried eastward along the upper Volga River through the region of Rostov-Suzdal to Bulgar. At this market center on the mid-Volga River, which formed a nexus between the Rus and the markets of Central Asia and the Caspian Sea, the Rus exchanged their goods for oriental silver coins or dirhams (until the early eleventh century) and luxury goods including silks, glassware, and fine pottery. 

The establishment of Rurikid political dominance contributed to changes in the social composition of the region. To the agricultural peasant population were added the princes themselves, their military retainers, servants, and slaves. The introduction of Christianity by Prince Vladimir brought a layer of clergy to the social mix. It also transformed the cultural face of Kievan Rus, especially in its urban centers. In Kiev Vladimir constructed the Church of the Holy Virgin (also known as the Church of the Tithe), built of stone and flanked by two other palatial structures. The ensemble formed the centerpiece of “Vladimir’s city,” which was surrounded by new fortifications. Yaroslav expanded “Vladimir’s city” by building new fortifications that encompassed the battlefield on which he defeated the Pechenegs in 1036. Set in the southern wall was the Golden Gate of Kiev. Within the protected area Vladimir constructed a new complex of churches and palaces, the most imposing of which was the masonry Cathedral of St. Sophia, which was the church of the metropolitan and became the symbolic center of Christianity in Kievan. 

The introduction of Christianity met resistance in some parts of Kievan Rus. In Novgorod a popular uprising took place when representatives of the new church threw the idol of the god Perun into the Volkhov River. But Novgorod’s landscape was also quickly altered by the construction of wooden churches and, in the middle of the eleventh century, by its own stone Cathedral of St. Sophia. In Chernigov Prince Mstislav constructed the Church of the Transfiguration of Our Savior in 1035.
By agreement with the Rurikids the church became legally responsible for a range of social practices and family affairs, including birth, marriage, and death. Ecclesiastical courts had jurisdiction over church personnel and were charged with enforcing Christian norms and rituals in the larger community. Although the church received revenue from its courts, the clergy were only partially successful in their efforts to convince the populace to abandon pagan customs. But to the degree that they were accepted, Christian social and cultural standards provided a common identity for the diverse tribes comprising Kievan Rus society. 

The spread of Christianity and the associated construction projects intensified and broadened commercial relations between Kiev and Byzantium. Kiev also attracted Byzantine artists and artisans, who designed and decorated the early Rus churches and taught their techniques and skills to local apprentices. Kiev correspondingly became the center of craft production in Kievan Rus during the eleventh and twelfth centuries. 

While architectural design and the decorative arts of mosaics, frescoes, and icon painting were the most visible aspects of the Christian cultural transformation, Kievan Rus also received chronicles, saints’ lives, sermons, and other literature from the Greeks. The outstanding literary works from this era were the Primary Chronicle or Tale of Bygone Years, compiled by monks of the Monastery of the Caves, and the “Sermon on Law and Grace,” composed (c. 1050) by Metropolitan Hilarion, the first native of Kievan Rus to head the church. 

During the twelfth century, despite the emergence of competing political centers within Kievan Rus and repeated sacks of it (1169, 1203, 1235), the city of Kiev continued to thrive economically. Its diverse population, which is estimated to have reached between 36,000 and 50,000 persons by the end of the twelfth century, included princes, soldiers, clergy, merchants, artisans, unskilled workers, and slaves. Its expanding handicraft sector produced glassware, glazed pottery, jewelry, religious items, and other goods that were exported throughout the lands of Rus. Kiev also remained a center of foreign commerce, and increasingly reexported imported goods, exemplified by Byzantine amphorae used as containers for oil and wine, to other Rus towns as well. 

The proliferation of political centers within Kievan Rus was accompanied by a diffusion of the economic dynamism and increasing social complexity that characterized Kiev. Novgorod’s economy also continued to be centered on its trade with the Baltic region and with Bulgar. By the twelfth century artisans in Novgorod were also engaging in new crafts, such as enameling and fresco painting. Novgorod’s flourishing economy supported a population of twenty to thirty thousand by the early thirteenth century. Volynia and Galicia, Rostov- Suzdal, and Smolensk, whose princes vied politically and military for Kiev, gained their economic vitality from their locations on trade routes. The construction of the masonry Church of the Mother of God in Smolensk (1136–1137) and of the Cathedral of the Dormition (1158) and the Golden Gate in Vladimir reflected the wealth concentrated in these centers. Andrei Bogolyubsky also constructed his own palace complex of Bogolyubovo outside Vladimir and celebrated a victory over the Volga Bulgars in 1165 by building the Church of the Intercession nearby on the Nerl River. In each of these principalities the princes’ boyars, officials, and retainers were forming local, landowning aristocracies and were also becoming consumers of luxury items produced abroad, in Kiev, and in their own towns. 

In 1223 the armies of Chingis Khan, founder of the Mongol Empire, first reached the steppe south of Kievan Rus. At the Battle of Kalka they defeated a combined force of Polovtsy and Rus drawn from Kiev, Chernigov, and Volynia. The Mongols returned in 1236, when they attacked Bulgar. In 1237–1238 they mounted an offensive against Ryazan and then Vladimir-Suzdal. In 1239 they devastated the southern towns of Pereyaslavl and Chernigov, and in 1240 conquered Kiev. 

The state of Kievan Rus is considered to have collapsed with the fall of Kiev. But the Mongols went on to subordinate Galicia and Volynia before invading both Hungary and Poland. In the aftermath of their conquest, the invaders settled in the vicinity of the lower Volga River, forming the portion of the Mongol Empire commonly known as the Golden Horde. Surviving Rurikid princes made their way to the horde to pay homage to the Mongol khan. With the exception of Prince Michael of Chernigov, who was executed, the khan confirmed each of the princes as the ruler in his respective principality. He thus confirmed the disintegration of Kievan Rus.

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